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Abstract: One of the constructs that is vital
to understand about human beings is that they create themselves.
Personalities are not created by genetics or environment, only influenced.
Helen Keller and the elephant man created elegant selves
despite egregious influences of both genetics and the environment.
This article explores the elegance of self and expands
to consider a group theory of culture.
Universally Important Thoughts
1. Who am I? [Personal status exam]
intelligence status
personality status
body image status
2. How do I compare with other people? [Status comparison]
body image/looks
intelligence/learning
personality
competence
virility/femininity
3. What do other people think of me? [Projection]
parents
siblings
extended family members
friends
peers
other people of significance [teachers, etc.]
4. What do I think about others? [Social status exam]
[Same list]
5. What are my goals? [Direction/Distance status]
life philosophy
career
long term
short term
implementation strategies
6. Why do I succeed/fail? [Attribution status]
internal/unstable/changeable
external/stable/unchangeable
7. Should I try? [Expectancy status]
is the outcome worth it?
do I have the skill?
do I have the energy?
8. What are my prospects for the future? [Prognosis]
9. How does this experience compare to my prior experiences?
It is up to the infant animal, ... to create its own categories
and to use them to make sense of, to construct a world - and its
not just a world that the infant constructs, but its own world,
a world constituted from the first by personal meaning and reference.
...a unique neuronal pattern of connections is created and then,...experience
acts upon this pattern, modifying it by selectively strengthening
or weakening connections between neuronal groups, or creating entirely
new connections.
Thus experience itself is not passive, a matter of impressions
or sense-data, but active, and constructed by the organism
from the start.
Every perception ... is an act of creation.
Sacks - A New Vision of the Mind
A new born faces the world with few mental structures with which
to interpret stimuli. S/he randomly, although with some epigenetic
rules, experiences the world of objects and events and has internal
responses to these events. Some objects and events are pleasant
and others are not. Gradually s/he begins to build mental contexts
about experiences, grouping events and objects in what we might
call good and bad. Some of these mental
contexts and the thoughts, feelings and actions connected to them
become so repeated and habitual, that the whole process becomes
non-conscious.
Over time, these functional abstraction begin to leads to a hierarchy
of causes and effects and some of this hierarchy becomes no longer
conscious. Gradually the data of experience and events is coalesced
into a naive, but powerful concept of self much of which is not
conscious. Sometime between the ages of four [04] and seven [07]
years of age, this concept turns the process upside down. Instead
of continuing as a data driven bottoms up process,
s/he now follows a theory driven top down process in
which successive events and experiences are measured against the
theory, creating what is called a confirmation bias. If you hold
a theory strongly and confidently, then your search for evidence
will be dominated by events that confirm your theory. Such events
will be more attractive and attention-getting.
The theory forms a mental context of internal logic
upon which future decisions are predicated. A mature set of theories
tested over time, becomes a theory of self, which constitutes the
essence of the persons thoughts, feelings and attitudes; a
personality. But again, much of this internal logic which underpins
the personality, is not conscious. Thus a single word or action
can have significantly different meaning to different people, even
in the unlikely event of the same perception in the same circumstances,
without the two persons even understanding that they have screened
the information differently. If the event or experience is novel
enough to one of the people to gain conscious attention as new information,
it will either be rejected as not fitting the theory of self or
the theory will be adapted in some manner to incorporate this new
information. Finally, if the new information is powerful enough
the theory of self may need to be abandoned. This creates a crisis
for the individual as it is essentially the message: I dont
know who I am any more! Unless a powerful directive force
is available, the person may simply break down. The psychosis of
assuming new personalities [Yeshua, Napoleon, etc.] is a most creative
attempt to find ways to hold onto self, after the breakdown of the
old self has occurred.
As with all theories some are more elegant than others. Elegance
is a term that scientists use to describe a theory that is not only
effective and useful; but also just feels right,fit
or gratifying. Thus if a person had a theory of self which was elegant,
they would be able to predict and control future events with high
levels of effectiveness and generally be considered by others to
be a serene person with few problems in living. In fact,
some people with less elegant theories may be jealous of the ease
at which these people live, since they themselves pall in comparison.
Aspects of elegance
One major variable in measuring the elegance of a theory of self
is its degree of rigidity: Like the tree that breaks in the wind
or the one which bends greatly before reaching the stress point,
the flexibility of the theory is as important as its strength. If
the theory is very powerful with no debatable issues nor alternative
explanations, a break is likely if major stress occurs. However,
if the theory is flexible and provides many alternative explanations
and many levels of abstraction, even a powerful contaminant is likely
to be fairly quickly absorbed. On the other hand if the theory is
so flexible that it has no strength, new information may scatter
it regularly and completely, the person appearing gullible or manipulative,
but without a root belief system.
Another variable in measuring the maturity of the theory of self,
is acceptance of error. If I can accept who I am while acknowledging
flaws, I am probably more stable than if I cannot accept that I
am flawed. An indicator might be the degree of the need to defend
oneself. Thus the number, kinds and frequency of use of defense
mechanisms, would identify a person who has difficulty accepting
themselves as occasionally incompetent.
Who we are, is a relational consideration, since who I am is determined
by and is of determinant of who the other is. Placing oneself at
the top or the bottom of humanity probably cannot be considered
as elegant a theory, as the acceptance that some people are better
than me and some people are not. Better being defined
as being able to do some things that I cannot. Knowing ones
place has become politically inappropriate terminology; yet
the person who knows where s/he stands in relation to
others and is accepting of that fact while still affirming him/herself,
is demonstrating a facet of an elegant theory of self. If I consider
myself to be perfect [godlike] or worthless, either of which is
a practical impossibility, I am unlikely to find satisfaction in
living. Specificity, in this sense, is a form of rigidity and a
problem. Understanding myself to be generally within
a range of others is more flexible than needing to be specifically
better than or as good as that person or on a certain
social rank.
Another variable of elegance might be a concept of continuous
quality improvement. Essentially, this means that I believe
that no matter where I rank in relation to others, I can continuously
improve. Those who feels very strongly about who they are, but do
not take themselves seriously [in a way, a willingness to be somebody
else] might be displaying a theory of self which is very stable.
The indicator may be in the degree of openness to learning. Those
who protect themselves from new ideas are likely to be more rigid
than those who seek out new information no matter how uncomfortable
it might be. Acceptance and consideration of new ideas is an important
elegance factor. New ideas are the foundation of growth and change
and it is progressive growth which is the elegance factor.
However, this sense of improvement cannot be a magical process
[someday my prince will come], but an understanding that improvement
will come because of my own efforts. Using effort is a difficult
concept to address, since effort is not likely to be expended if
I believe I am either perfect or worthless, since no amount of effort
can create change in such pristine states. The expenditure of effort
is almost contingent upon having a somewhat elegant theory of self,
and yet it also the major force for changing an ugly
theory of self into a elegant one.
This would imply that the application of effort towards making
change requires not only the recognition that the present theory
is not working effectively, but also the hope that it can improve.
Optimism, the conviction that you can change, is a necessary
first step in the process of all change [Seligman - 1994].
Thus, a re-analysis of the theory must take place and the findings
of error, or the need for change, which then must be accompanied
by the hope [expectation] that things can improve. This implies
movement and movement implies direction and direction implies goals.
Identifying movement towards a goal, requires feedback. Any system
based on feedback needs three kinds of information:
a) What is the desired state [the goal]? ;
b) What is the difference between the current state and the desired
state [the error]?; and
c) What actions will reduce the difference between the current state
and the goal state [ the response]?
Such a feedback system then adjusts the response according to the
error, to achieve the goal. We have discussed goal development elsewhere
[Telos and Responsibility] and will not examine it thoroughly here,
but we will repeat that telos gives a limited, specific reason for
the sake of which we perform our actions. It causes a person to
imagine every action to be purposeful, but it does not state an
overriding purpose to action in general; that would be teleology
or finalism. The idea of telos gives value to what happens by regarding
each occurrence as having purpose. Telos gives events value. Thus
a truly elegant theory of self has a clear and articulate meaning
to existence.
These variables are probably not inclusive of all of the important
forces which support an elegant theory of self, but they clearly
are consequential. Yet the creation of a theory of self does not
and cannot take place in isolation.
It seems that the human mind has first to construct forms
independently before we can find them in things ...knowledge cannot
spring from experience alone, but only from a comparison of the
inventions of the intellect with observed facts. --Albert
Einstein [1949]
What this means is that if the person has not created a functional
abstraction or mental representation, they cannot even think about
a subject. Look at the picture below. Unless you have seen it before,
you are unlikely to see all of the images that exist within it,
no matter how hard you try. Most readers will see a bearded old
man, with leaves in his hair. It is very difficult to see anything
else without some mental representation regarding what you are looking
for. If I tell you there are two other people in the image, this
may help, but probably not. If I suggest that there are two lovers
kissing under a bough, many will begin to find evidence. Finally,
if I tell you that they are dressed in peasant garb, and both
wear hats, you may just perceive the images.
The point is that the personss theory of self cannot consist
of functional abstractions which have never been represented. The
very concept of self as competent in certain areas, may be a foreign
construct. The creation of hope, which is an essential ingredient
of goal attainment, must often come from the outside. The hardened
criminal who has always viewed himself as a criminal, may not be
able to shed this image without someone who believes that s/he can
be a non-criminal and states that concept. Through the articulation
of that belief and the implementation actions which support that
belief, the functional abstraction of non-criminal self, becomes
a possibility for the person who considers criminality a way of
life. The same is true of the non-mentally ill self, or the self-sufficient
self, or any other self that has not before been encountered. This
is not to imply that naively believing in another person as competent
will make it so. With criminals, this is often a good way to get
manipulated and taken. But it does mean that we need
to find ways to seed the culture and the individual
with positive images.
When a theory of self is not effective the person is generally
unhappy with themselves and others and demonstrate many problems
in living [inability to learn and follow instruction, drone like
behavior, anxiety, fear, sadness and/or anger, etc. All of which
leads to what can be called problems in living. While all people
have some problems in living, when these rise to the level of noticeability
by others, they often precipitate a reaction - urging the person
to entertain social programs to change their lives or in the extreme
coercing or controlling them into social programs.
A social system tends to draw our attention to the very points
at which attempts to intervene will fail. Jay W. Forrester
Unfortunately, when people who have their own problems in living
intervene with the lives of people with severe and persistent problems
in living, the reaction is likely to draw the attention to the very
point which will fail. It is clear that when people with such severe
problems, who are out of control, need to be controlled.
Yet the very attempts to control those with criminal tendencies
or mental illness creates its own failure, since it
so often reinforces and solidifies the very theory of self
which has resulted in the problems in living in the first place.
This is not to suggest that people who violate others should not
be prohibited from such violation. But it does suggest that doing
so without responding to their story about themselves and the way
they tell that story is to miss the point entirely. Control deals
with symptoms of the problems in living, but does not deal with
the fundamental issues of the theory of self. And without
a change in the theory of self, society will always
need to control. The fact that this is ineffective and inefficient
should be of concern even if the ethical and moral issues are not.
Yet to change the theory of self is to change the theory of selves;
for I and thou are absolutely interactive. Group theory of self
is just as prone to a lack of elegance as personal theory. Such
a theory is usually referred to as a culture. Dubin [1973] suggests
that culture is best seen as a set of control mechanisms - plans,
recipes, rules, instructions, which are the principal bases for
the specificity of behavior and an essential condition for governing
it. The ability to devise a system which provides for plans, recipes,
rules, and instructions for prosocial skill performance shows promise
of provoking a cultural evolution from present behaviors and their
management to a new level of self control.
Thus, professional policy makers would do well to listen to the
stories that the broad culture and individual cultural segments
tell, and determine whether they are giving the right message. This
is of major importance even to the extent of the evolution of man,
if the interaction between development of individuals and evolution
is considered.
As related by Hillis, the clearest example of this interaction is
known as the Baldwin effect, first described by the evolutionary
biologist James Baldwin in 1896 and rediscovered by the computer
scientist Geoffry Hinton almost a century later. The basic idea
of the Baldwin effect is that when you combine evolution with development,
evolution can happen faster: the adaptive processes of development
can fix the flaws of an imperfect evolutionary design.
A bird that is born knowing how to do some of the steps will have
an advantage over a bird that does not, since it will have fewer
steps to learn, so its more likely to arrive at successful
nest-building behavior. Each single step that the bird is born with
contributes to the possibility of learning, and therefore is valuable
in itself. Viewed this way, each individual mutation will be favored
independently, so that nest-building behavior will result from steps
that are added to the birds instinctual repertoire gradually,
and in less time than it would take for a probabilistic fluke that
produces the mutations all at once in a single individual. In effect,
the fact that the bird can learn makes the evolution happen faster.
The Baldwin effect applies not just to learning but to any adaptive
mechanism in the development of the individual. Another effect that
radically reduces the time required to develop a complex behavior
is instruction. A human baby develops intelligence at least in part
because it has other humans to learn from. Part of this learning
is acquired by sheer imitation, and part through explicit instruction.
Human language is a spectacular mechanism for transferring ideas
from one mind to another, allowing us to accumulate useful knowledge
and behavior over many generations at a rate that far outpaces biological
evolution.
The recipe for human intelligence, Hillis concludes,
lies as much in human culture as it does in the human genome. If
this is so, the information conveyed by a human culture is of vital
importance. Perhaps the most dramatic evidence of cultural impact
was articulated by Colin Turnbull in his book, The Mountain People,
as reported by of Drummond.
Imagine a group of people who are always together. Their
work totals about 30 hours each week. It is cooperative, proceeds
at an easy pace, includes everyone and is accompanied by pleasant
chatter. There is no distinction between labor, politics, homemaking
and play. Children are free to go anywhere because everywhere they
are watched, fed and taught as if every adult were their parent.
There is much touching. Conflict is discussed until consensus is
reached on what is best for everyone. There is no violence. When
children fight, they are distracted by amusement or affection from
an adult. People take only what they need, and what each needs is
what they all need. They worship their environment.
Now imagine a group of people who have lost their humanity.
There is no kindness, compassion or caring. Love does not exist.
Sex, when it occurs, is as perfunctory and joyless as defecation.
The only source of satisfaction is someone elses misery. Children
are abandoned at age three. The sick are beaten: the dead left unburied.
There is no religion, no music, no art, no hope, no rage, no sadness.
There is only boredom, bitterness, envy and suspicion. [Drummond,
1980]
These are, of course, the same people separated by two generations.
Their culture had collapsed under pressure by progress and the Ugandan
government. Without their traditional culture or group theory of
self, they began to shape a new theory of self based on their experiences
of victimization and hopelessness, and then individuals gradually
absorbed these cultural stories and incorporated these group experiences
into individual stories, which were ultimately confirmed by their
own experiences. Even though the third generation had not experienced
victimization, they took it as their own and found their stories
of victimization then created behaviors that created a hopeless
reality. Had the leaders and teachers told stories of opportunity
in change; had they used the experience differently, would the individual
outcomes be different? It certainly seems so.
What are the stories we tell in our culture? Are they of morality,
heros and high achievers or of victims, immorality and criminals.
And if our stories, rituals and icons are not effective in creating
individual stories and reinforcing individual experiences which
are elegant creations of successful and serene human beings, what
are we to do?
When we talk about the development of the human mind we are talking
about processes of self-transformation: processes by which we turn
ourselves into different beings. However, in stressing self-transformation
we should never forget that this is not a solitary effort. We are
dependent in the most crucial ways on the help of others. And others
may hinder or constrain us also.
...The kinds of coming to know that matter are better
thought of not as changes in what we have but as changes in what
we are. And it is even more important to recognize that the processes
of coming to know transforms us. Donaldson
In so far as we have the experience of choice, we take responsibility,
says Donaldson. If what has been suggested in this paper is compatible
with your own theory of self at least to the degree that it can
be heard and understood, you have a choice. You can continue to
promote a culture of profound pessimism, or promote stories of heroism,
rising above the abuse excuse to achieve through merit, morals and
effort. We can seed the environment with positive internal
attributions or causes: John succeeds or fails because of his own
personal efforts, not because of abuse, persecution or prejudice
or good parents, money and power. Yes, poverty can be diminishing,
but that which does not kill me, makes me strong - Nietzsche.
Some people achieve not despite adversity, but because of it.
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